YOUR EXPERTS FOR AMLA / FINSA / FINIA / AUDIT (SO / SRO / LIMITED)
RISK MANAGEMENT / INTERNAL CONTROL SYSTEM (ICS) / COMPLIANCE / AML SPECIAL UNIT / AUDIT (SO / SRO / LIMITED) / INTERNAL AUDIT / SOFTWARE SOLUTIONS
SOFTWARE SOLUTIONS
Software Solution «TTPApp»
AMLA, FINSA and FINIA software solution
«TTPApp», to support compliance.
RISK MANAGEMENT / ICS / COMPLIANCE integrated.
Software solution to support Corporate Governance
compliance enclosed. Use software solution by unlimited number of users in your company.
Software updates included.
Physical server, location CH, incl. backups, i.e. no own hardware or software installation necessary.
Two-factor authentication.
Digitised process. Thereby reduction of
physical documents to the minimum.
Own access for auditors.
The software solution is set up,
customised and on-site respectively Web Based training is provided.
The data always remains in your possession.
API interface: fully automated PEP, Sanctions, Country Risk, FATF Check included.
Web Based Support (response time can be tailored to your individual needs): billing according to contract.
Software Solution «TTPRisk»
The Software Solution «TTPRisk» supports the Board of Directors and the Executive Board in holistically managing risks and complying with regulatory requirements. It also reduces liability risks.
Software Solution «TTPRisk Check»
«TTPRisk Check» software solution for carrying out pre- and post-onboarding checks relating to PEP, Sanctions, Criminal and Adverse Media Checks. Compliance with regulatory requirements by enabling checks to be carried out in future before onboarding and throughout the entire customer lifecycle.
ADVISORY SERVICES
Advisory in the areas of AMLA / FINSA / FINIA, RISK MANAGEMENT, ICS, COMPLIANCE, INSOURCING / OUTSOURCING and CORPORATE GOVERNANCE including the digitalisation of work processes (efficiency increase and cost reduction) as well as the development of customised Software Solutions.
Support before and during the execution of
SO audits.
Execution of limited audits.
RISK MANAGEMENT / ICS / COMPLIANCE / AMLA SPECIALIST UNIT
Outsourcing of RISK MANAGEMENT, ICS, COMPLIANCE and AMLA SPECIALIST UNIT including the digitalisation of work processes (efficiency increase and cost reduction) as well as the development of customised
Software Solutions.
Support before and during the execution of
SO / AMLA / FINSA / FINIA audits.
Audit Mandates
SO Audit Mandates
Reviewing whether financial service providers comply with the rules of conduct pursuant to the FINSA
vis-à-vis their clients. With FINIA, the compliance with the authorisation rules of the financial institutions is essentially being audited.
SRO Audit Mandates
Review compliance with the provisions of the Federal Act on Combating Money Laundering and Terrorist Financing (AMLA) and the corresponding regulations.
Limited Audit Mandates
The limited audit is less extensive than the ordinary audit. We offer the limited audit at advantageous conditions, especially in connection with the SO audit.
